Regulatory Controls Assessment
An independent review of control design and operating evidence for licensed or pre-license fintech firms preparing for board, investor, or supervisory scrutiny in Taiwan.
Audit catalogue
Engagements shaped around real fintech control work
Each audit below is commissioned separately. We write the boundary into an engagement letter before sampling begins.
Licensing Readiness Audit
A structured readiness review for fintech applicants assembling control evidence ahead of a Taiwan licensing submission or supervisory Q&A.
Payment Corridor Controls Review
Focused testing of reconciliations, exception handling, and settlement cutoffs for a named remittance or wallet corridor.
Customer Due Diligence Audit
File-based testing of KYC thresholds, escalation paths, and agent or branch application of stated customer due diligence rules.