Audit engagement
Licensing Readiness Audit
A structured readiness review for fintech applicants assembling control evidence ahead of a Taiwan licensing submission or supervisory Q&A.
Who this is for
Founders and compliance leads preparing first-time or expanded license materials who want gaps identified before counsel files.
What you receive
A readiness scorecard tied to your draft control descriptions, missing evidence list, and priority fixes for the next filing window.
What we examine
We compare your draft policies, organisational charts, and sample operating records against the control themes supervisors typically probe for the license category you are pursuing. The output is a readiness scorecard, not a guarantee of approval.
Included
- Review of draft control descriptions and role maps
- Spot checks on early operating evidence (if any exists)
- Gap register with filing-window priorities
- One workshop with your counsel or compliance lead
Excluded
- Drafting the license application itself
- Acting as your appointed compliance officer
- Guarantees regarding FSC outcomes